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CFTC Whistleblower Program: Final Orders/Award Determinations

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You are subscribed to receive updates on Final Orders/Award Determinations from the CFTC Whistleblower Program website,

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AC Investment INC currently does not act as an equities executing broker or route orders containing equities securities. If AC Invest’s business model were to change and it begins routing non-directed orders in NMS securities, it will comply with the disclosure requirement of Rule 606.

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